Custody & Clearing

Strength & Stability Opens Markets

Our Correspondent Clearing group provides comprehensive custody and clearing solutions for mid-sized broker dealers and investment advisers. Our clients choose us because we offer lower costs, lower minimums and personalized service – all of which allow them to compete with much larger firms. We give them access to more products and more markets. And we help them manage and grow their businesses with next-generation technology. 

Product Highlights

  • Execution, Clearing and Settlement in more than 60 markets with multicurrency capabilities
  • Online access to more than 100,000 bonds, 23,000 mutual funds and 1,600 ETFs
  • Full trade desk support for fixed income, options, foreign securities, algorithms and other complex orders

Technology Hightlights

  • Multiple business model capabilities: commission, advisory, retail, self-directed, institutional
  • Full suite of customizable management, reporting and compliance tools
  • Access to integrated business solutions from more than 250 third party providers

In the end, it comes down to strength and stability. Clearing, settlement and custody are provided by Pershing, LLC, the industry’s largest provider of global clearing. With approximately $2 billion in net capital, Pershing's core financial strength provides the first measure of protection for your customer assets. Pershing’s parent, BNY Mellon, has over $38 billion in shareholders’ equity.


Our events in cities across the globe help you increase your knowledge of risk management and the price outlook for commodities.

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Securities Brochure

Our printable Securities brochure provides a quick, comprehensive overview of our Securities services and capabilities.

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Media Room

Members of the Securities team are frequently quoted in the media. Read these articles and more in our Media Room.

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Meet the Team

Boca Raton, FL
2600 N. Military Trail
Suite 290
Boca Raton, FL 33431
Tel: +1 (561) 544-7611