Custody & Clearing

Service & Solutions Open Markets

Our Correspondent Clearing group provides comprehensive custody and clearing solutions for US and international broker dealers and investment advisers. Our correspondents choose us because we offer lower costs, lower minimums and personalized service – all of which allow them to compete with much larger firms.  Most importantly, we help broker-dealers and investment advisers manage and grow their businesses with next-generation technology, a wide variety of investment products and access to multiple markets. 

Product Highlights

  • Execution, Clearing and Settlement in U.S. and international securities
  • Online access to bonds, mutual funds, equities and other securities
  • Full trade desk support for fixed income, options, foreign securities, algorithms and other complex orders

Technology Hightlights

  • Multiple business model capabilities: commission, advisory, retail, self-directed, institutional
  • Full suite of customizable management, reporting and compliance tools
  • Access to integrated business solutions from the leading third party providers

In the end, it comes down to providing the service and solutions our correspondents need to succeed. Our Correspondent Clearing division has a long history of providing exceptional service and tailored solutions to a wide variety of correspondents.  Let us show you how we can help your firm.


Our events in cities across the globe help you increase your knowledge of risk management and the price outlook for commodities.

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Securities Brochure

Our printable Securities brochure provides a quick, comprehensive overview of our Securities services and capabilities.

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Media Room

Members of the Securities team are frequently quoted in the media. Read these articles and more in our Media Room.

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Meet the Team

Boca Raton, FL
2600 N. Military Trail
Suite 290
Boca Raton, FL 33431
Tel: +1 (561) 544-7611